ALABAMA SECURITIES COMMISSION 770 Washington Ave., Suite 570 Montgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.state.al.us

Source URL: asc.alabama.gov

• Fraud
• Spamming
• Social engineering
• Crime
• Identity theft
• Deception
• Confidence tricks
• Lottery scam
• Internet fraud
• Lottery
• Phishing
• Email

IN THE COURT OF APPEALS OF TENNESSEE AT NASHVILLE February 27, 2015 Session TERRY PRITCHETT V. COMAS MONTGOMERY REALTY & AUCTION COMPANY, INC. ET AL. Appeal from the Circuit Court for Rutherford County

Source URL: www.tncourts.gov

• Misrepresentation
• Plaintiff
• Conflict of tort laws
• Tortious interference
• Private Securities Litigation Reform Act
• Law
• Tort law
• Negligence

CYBERSECURITY FOR INVESTORS Alabama Securities Commission Reminds Investors to Discuss Cybersecurity with Their Financial Professionals MONTGOMERY, ALABAMA (January 28, 2015) With an ever-growing list of financial instit

Source URL: www.asc.state.al.us

• Economics
• Financial regulation
• Finance
• Registered Investment Advisor
• North American Securities Administrators Association
• Financial adviser
• Investor education
• Business
• United States securities law
• Financial economics
• Investment

Microsoft Word[removed]ASC announce Gen Counsel Senn

Source URL: www.asc.state.al.us

• Securities
• Securities fraud
• Montgomery
• Alabama
• Samford University
• Securities Commission of New Zealand
• Geography of Alabama
• Alabama
• Corruption

ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov   

Source URL: www.asc.state.al.us

• 73rd United States Congress
• Financial regulation
• Finance
• Financial system
• New Deal
• Securities Act
• Form D
• Regulation D
• North American Securities Administrators Association
• United States securities law
• United States Securities and Exchange Commission
• SEC filings

ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov INVESTOR ALERT -

Source URL: www.asc.state.al.us

ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov

Source URL: www.asc.state.al.us

• Securities fraud
• Securities Act
• Securities Commission of New Zealand
• Financial system
• Financial economics
• Financial regulation
• Richard M. Scrushy
• Office of the Kansas Securities Commissioner
• United States securities law
• Corruption
• Securities

ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov   

Source URL: www.asc.state.al.us

• Retirement Systems of Alabama
• Joseph Borg
• Alabama
• RSA
• Geography of Alabama
• Southern United States
• Confederate States of America

National Association of Independent Public Finance Advisors P.O. Box 304 Montgomery, Illinois[removed][removed] • [removed]Fax www.naipfa.com

Source URL: www.sec.gov

• United States administrative law
• Dodd–Frank Wall Street Reform and Consumer Protection Act
• U.S. Securities and Exchange Commission
• Financial adviser
• Rulemaking
• Fiduciary
• Investor Protection and Securities Reform Act
• Law
• Municipal Securities Rulemaking Board
• Financial regulation

Boston, Massachusetts Montgomery, Alabama

Source URL: www.asc.state.al.us

• Securities Commission
• Uniform Securities Act
• Securities
• Financial system
• Finance
• Securities Commission of New Zealand
• Oklahoma Department of Securities
• Madoff investment scandal